SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
| C/O AECOM |
| 1999 AVENUE OF THE STARS, SUITE 2600 |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
AECOM
[ ACM ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
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10% Owner |
| X |
Officer (give title below) |
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Other (specify below) |
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Vice Chairman
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3. Date of Earliest Transaction
(Month/Day/Year)
02/27/2018
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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| 1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Stock |
02/27/2018 |
|
S
|
|
15,000 |
D |
$37
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114,095 |
D |
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| Common Stock |
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182.4975 |
I |
by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Restricted Stock Unit |
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Common Stock |
4,680 |
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4,680 |
D |
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| Restricted Stock Unit |
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Common Stock |
3,669 |
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3,669 |
D |
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| Restricted Stock Unit |
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Common Stock |
3,791 |
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3,791 |
D |
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| Explanation of Responses: |
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/s/ Charles Szurgot, Attorney-in-Fact for Daniel R Tishman |
03/01/2018 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
SUBSTITUTE POWER OF ATTORNEY
The undersigned, Preston Hopson, was appointed attorney-in-fact pursuant
to a power of attorney (the "Power of Attorney") for each of the directors
and officers of AECOM, a Delaware corporation (the "Corporation"), listed
on Schedule A in connection with the filing of Forms 3, 4 and 5 pursuant
to Section 16 of the Securities Exchange Act of 1934. In accordance with
the authority granted under the Power of Attorney for each director and
officer listed on Schedule A, including the power of substitution, the
undersigned hereby appoints David Gan and Charles Szurgot as substitute
attorneys-in-fact, on behalf of the Corporation and each of the officers
and directors of the Corporation, each with the power to act without any
other and with full power of substitution, to exercise and execute all of
the powers granted or conferred in the original Power of Attorney. By
their signatures as attorneys-in-fact to this Substitute Power of Attorney,
David Gan and Charles Szurgot accept such appointment and agree to assume
from the undersigned any and all duties and responsibilities attendant to
their capacity as attorneys-in-fact.
Date: January 19, 2018
/s/ Preston Hopson
Name:Preston Hopson
Title:Attorney-in-Fact
By:
WE ACCEPT THIS APPOINTMENT AND SUBSTITUTION:
/s/ David Gan
Substitute Attorney-in-Fact
/s/ Charles Szurgot
Title: Substitute Attorney-in-Fact
SCHEDULE A
Michael S. Burke
James H. Fordyce
Senator William H. Frist
Linda Griego
David W. Joos
Dr. Roberts J. Routs
Douglas W. Stotlar
Daniel R. Tishman
Randall Wotring
