SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Shum Anthony Chun Kin

(Last) (First) (Middle)
C/O AECOM TECHNOLOGY CORPORATION
555 S. FLOWER STREET, SUITE 3700

(Street)
LOS ANGELES CA 90071

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/14/2011
3. Issuer Name and Ticker or Trading Symbol
AECOM TECHNOLOGY CORP [ ACM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman, Asia
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 447,474 D
Common Stock 265,368 I Greenwood Nominees LTD AC 320530 FBO Anthony C.K. Shum
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (1) 12/01/2015 Common Stock 7,372 23.94 D
Restricted Stock Unit (2) (2) Common Stock 2,507 (3) D
Restricted Stock Unit (4) (4) Common Stock 7,989 (3) D
Restricted Stock Unit (5) (5) Common Stock 7,263 (3) D
Explanation of Responses:
1. This option vests in three equal annual installments beginning on December 1, 2009.
2. The restricted stock units vest in December 2011.
3. Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
4. The restricted stock units vest in December 2012.
5. The restricted stock units vest in December 2013.
/s/ Preston Hopson, Attorney-in-Fact for Anthony Chun Kin Shum 11/23/2011
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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