SEC FORM 5 SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Form 3 Holdings Reported.
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
NEWMAN RICHARD G

(Last) (First) (Middle)
C/O AECOM TECHNOLOGY CORPORATION
555 S. FLOWER STREET, SUITE 3700

(Street)
LOS ANGELES CA 90071

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AECOM TECHNOLOGY CORP [ ACM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
09/30/2008
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Stock 12/28/2007 G(1) 10,000 D $0 87,065 I by R&C Newman Limited Partnership
Common Stock 12/28/2007 G 20,000 D $0 87,065 I by R&C Newman Limited Partnership
Common Stock 12/31/2007 G 5,400 D $0 202,704 I by R&C Newman Revocable Trust
Common Stock 01/15/2008 G 5,350 D $0 202,704 I by R&C Newman Revocable Trust
Common Stock 3 403.435 I by Fidelity Management Trust Company under AECOM Retirement & Savings Plan (RSP)
Common Stock 3 120,000 I by C&R Newman Family Foundation
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Unit (2) 3 (2) (2) Common Stock 888,670.248 888,670.248 D
Employee Stock Option $5.455 3 08/19/2004 08/19/2009 Common Stock 120,000 120,000 I by R&C Newman Partnership LP
Employee Stock Option $7.84 3 12/31/2005 11/21/2009 Common Stock 60,000 60,000 I by R&C Newman Partnership LP
Employee Stock Option $9.755 3 09/30/2006 11/20/2010 Common Stock 36,000 36,000 I by R&C Newman Partnership LP
Employee Stock Option $7.84 3 12/31/2005 11/21/2009 Common Stock 240,000 240,000 I by R&C Newman Revocable Trust
Employee Stock Option $9.755 3 09/30/2006 11/20/2010 Common Stock 324,000 324,000 I by R&C Newman Revocable Trust
Employee Stock Option $10.39 3 09/30/2006 12/02/2011 Common Stock 150,000 150,000 I by R&C Newman Revocable Trust
Explanation of Responses:
1. This transaction involved a gift of securities by the reporting person to his son, John E. Newman, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.
2. Each common stock unit is the economic equivalent of one share of AECOM common stock.
/s/ David Y. Gan, Attorney-in-Fact for Richard G. Newman 11/14/2008
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.